20 июн. 2018 г. · This Act regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and trading in securities. |
The Electronic Code of Federal Regulations (eCFR) is a continuously updated online version of the CFR. It is not an official legal edition of the CFR. |
17 CFR Part 270 - PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940. CFR; State Regulations. prev | next · § 270.0-1 Definition of terms used in ... |
Created by Congress, the Investment Company Act of 1940 regulates the organization of investment companies and the product offerings they issue. |
(1) Portfolio securities with respect to which market quotations are readily available shall be valued at current market value, and other securities and assets ... |
The term administrator means any person who provides significant administrative or business affairs management services to an investment company. |
Rules and regulations promulgated under the Investment Company Act of 1940 (17 CFR Part 270). Rule 0-1 — Definition of terms used in this part. |
23 дек. 2022 г. · (d) The Commission, by rules and regulations or order, shall exempt a closed-end investment company from any or all provisions of this title ... |
Investment Company Act of 1940 regulates the organization of companies, including mutual funds, that engage primarily in investing,. |
The ICA authorizes the Commission to issue from time to time rules and regulations and orders as are necessary or appropriate to exercise its powers under the ... |
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