20 июн. 2018 г. · The Act requires these companies to disclose their financial condition and investment policies to investors when stock is initially sold and, ... |
Fair and equitable treatment for holders of each class or series of stock of series investment companies. § 270.18f-3 ... |
17 CFR Part 270 - PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940. CFR; State Regulations. prev | next · § 270.0-1 Definition of terms used in ... |
It sets standards for the investment company industry. A primary purpose of the Act is to protect investors by ensuring that they're aware of the risks ... |
(1) Portfolio securities with respect to which market quotations are readily available shall be valued at current market value, and other securities and assets ... |
PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940. Authority: 15 U.S.C. 80a-1 et seq., 80a-34(d), 80a-37, 80a-39, 1681w(a)(1), 6801-6809, 6825 ... |
Rule 12d1-3 — Exemptions for investment companies relying on section 12(d)(1)(F) of the Act. Rule 12d1-4 — Exemptions for investments in certain investment ... |
23 дек. 2022 г. · (B) Beneficial ownership by any person who acquires securities or interests in securities of an issuer described in the first sentence of this ... |
Investment Company Act of 1940 regulates the organization of companies, including mutual funds, that engage primarily in investing,. |
The ICA authorizes the Commission to issue from time to time rules and regulations and orders as are necessary or appropriate to exercise its powers under the ... |
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