20 сент. 2023 г. · The amendments to the Names Rule will enhance the rule's protections by requiring more funds to adopt an 80 percent investment policy.

20 сент. 2023 г. · The amendments to this rule are designed to increase investor protection by improving, and broadening the scope of, the requirement for certain ...

A name suggesting that the fund or the securities issued by it are guaranteed, sponsored, recommended, or approved by the United States Government or any United ...

Investment Company Names · Fund groups with net assets of $1 billion or more will have 24 months following the effective date to comply with the amendments.

29 сент. 2023 г. · The Names Rule, as amended, allows new funds up to 180 days to comply with the 80% investment policy, starting from the day the fund commences ...

19 окт. 2023 г. · Registered investment companies whose names suggest a focus on a particular type of investment must invest at least 80% of the value of their ...

26 сент. 2023 г. · Currently, the Names Rule applies to fund names that suggest a focus on a particular type of investment, industry, countries or geographic ...

21 сент. 2023 г. · The amendments are intended to modernize and enhance the investor protections provided by Rule 35d-1 under the Investment Company Act of 1940 (Names Rule)

10 окт. 2023 г. · The amendments will increase the scope of the Names Rule to include any fund name that suggests a fund focuses on investments with specific characteristics.

27 сент. 2023 г. · The SEC amended the names rule to expand the types of names that could be considered materially deceptive or misleading if a fund does not adopt a policy.