MiFID investment firms are required to report certain information on a periodic basis. This information is required by relevant legislation, supplementary ...

MiFID II Transaction Reporting requires investment firms to report complete and accurate details of their transactions to their competent authorities.

Reporting must be made through an ARM or the trading venue through whose system the transaction was completed. Alternatively, reporting to a trade repository ...

For funds and managed accounts this must be a valid Legal Entity Identifier (LEI) code. In addition, there are new requirements to identify both the originator ...

30 сент. 2020 г. · Here we explain the key requirements where transitional relief was not available under the Temporary Transitional Power (TTP).

All investment firms are required to report specified transactions in financial instruments where they underlying instrument is traded on an EEA trading venue ...

Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II. Reference 2016/1452.

Obligation to report transactions (Article 26): The transaction reporting requirements are established for investment firms that perform transactions with ...

This paper addresses the post-trade transparency reporting obligations exclusively. EU MIFID II qualifying investment firms; their non-EU domiciled branches; ...

Investment firms must disclose the details of the transactions that they have executed in financial instruments (and all instruments derived from financial ...