20 окт. 2022 г. · SEC Proposes Rule Changes to Prevent Misleading or Deceptive Fund Names ... The proposing release will be published in the Federal Register.

20 сент. 2023 г. · The amendments to this rule are designed to increase investor protection by improving, and broadening the scope of, the requirement for certain ...

28 сент. 2023 г. · In a change from the proposing release, the Final Rule requires that a fund must value each “physical” short using the value of the asset sold ...

The adopting release for the Names Rule notes that some of these letters and other staff statements, or portions thereof, may be moot, superseded, or otherwise ...

21 сент. 2023 г. · The amendments are intended to modernize and enhance the investor protections provided by Rule 35d-1 under the Investment Company Act of 1940 (Names Rule)

26 окт. 2023 г. · Broadly consistent with the proposed rule under the Proposing Release (the “Proposed Rule”), the amendments expand the scope of the Names Rule.

26 сент. 2023 г. · The Amendments expand the scope of terms under the Names Rule that would require a fund to adopt a policy to invest at least 80% of the fund's assets in the ...

29 сент. 2023 г. · The Names Rule, as amended, allows new funds up to 180 days to comply with the 80% investment policy, starting from the day the fund commences ...

3 окт. 2023 г. · The Names Rule currently requires a fund to adopt an 80% Policy if its name suggests a focus in a particular type of investment, industry (or group of ...

19 окт. 2023 г. · The commission voted 4-1 to adopt the amendments to the Names Rule, and each released a statement justifying their support (or lack thereof) ...