Rule 5605(a)(2) also provides a list of certain relationships that preclude a board finding of independence. These objective measures provide transparency to ...

Do plans or arrangements involving a merger or acquisition require shareholder approval under Listing Rule 5635(c)?. Identification Number 243 ...

Rule 5635(d) provides that shareholder approval is required for [the issuance of common stock (or securities convertible into or exercisable for common stock) ...

Pursuant to Listing Rule 5635(a), shareholder approval is required if any director, officer or 5% or greater shareholder has a 5% or greater interest (or such ...

Nasdaq defines “20% Issuance” for purposes of Rule 5635(d) as a private placement transaction involving the sale, issuance, or potential issuance by the issuer ...

Nasdaq will consider all relevant factors when determining whether an offering is a "public offering" for purposes of these rules (See IM-5635-3). 14. Page 15 ...

Listing Rule 5635(d) defines "Minimum Price" as the lower of: (i) the closing price (as reflected on Nasdaq.com); or (ii) the average closing price of the ...

7 мая 2020 г. · Under Listing Rule 5635(d), shareholder approval is required prior to a 20% Issuance at a price less than the Minimum Price. A "20% Issuance" is ...

To apply for listing on Nasdaq, a Company shall execute a Listing Agreement and a Listing Application on the forms designated by Nasdaq.

4 мая 2020 г. · The “Minimum Price” is defined in Rule 5635(d)(1)(A) as the lower of: (i) the Nasdaq Official Closing Price (as reflected on Nasdaq.com) ...