To provide transparency regarding our Listing Rules and policies, Nasdaq maintains an extensive library of frequently asked questions (FAQs), which address ...

Do Nasdaq rules require shareholder approval if a transaction is priced below "book value"? Identification Number 1649 ...

Is Nasdaq's requirement for shareholder approval of equity compensation plans or arrangements applicable to initial listings? Identification Number 215 ...

For important information about Nasdaq's shareholder approval and voting rights rules, please review these FAQs. Publication Date*: 3/1/2023, Mailto Link

Nasdaq shareholder approval requirements do not apply to “public offerings” under Nasdaq rules. • Nasdaq will not treat an offering as a "public offering ...

The “20% rule,” as it is commonly known, requires Nasdaq and NYSE-listed companies in certain situations to receive shareholder approval before they can issue ...

Do Nasdaq rules require shareholder approval if a transaction is priced below "book value"? Identification Number 1649 ...

Rule 5635(d) provides that shareholder approval is required for [the issuance of common stock (or securities convertible into or exercisable for common stock) ...

Does Nasdaq's shareholder approval requirement for equity compensation plans or arrangements apply to Foreign Private Issuers? Identification Number 214 ...

Each set of rules is summarized below. The NYSE Rules. Shareholder Approval Requirement. All equity compensation plans that provide for the delivery of equity ...