Through the exercise of independent judgment, they act on behalf of investors to maximize shareholder value in the Companies they oversee and guard against ...

(43) "Substantial Shareholder" is defined in Rule 5635(e)(3). (44) "Substitution Listing Event" means: a re-incorporation or a change in the Company's place ...

The “20% rule,” as it is commonly known, requires Nasdaq and NYSE-listed companies in certain situations to receive shareholder approval before they can issue ...

To apply for listing on Nasdaq, a Company shall execute a Listing Agreement and a Listing Application on the forms designated by Nasdaq.

directors or Substantial Shareholders of the Company equals 20% or more of common stock or 20% or more of the voting power outstanding before the issuance ...

Shareholder approval is required for transactions that are priced below the Minimum Price.

Such individuals are typically an officer, director, Substantial Shareholder (as defined in Rule 5635(e)(3)), or consultant to the Company. In making this ...

11 янв. 2024 г. · As a result, below market sales over 1% to substantial security holders who are not Active Related Parties will be permitted without shareholder ...

11 мая 2020 г. · The Nasdaq Stock Market LLC (Nasdaq) issued a temporary exception to shareholder approval requirements for issuances of 20% or more outstanding shares.

11 окт. 2018 г. · The modified Rule also eliminates the requirement for shareholder approval of private placement issuances at a price below book value. Nasdaq ...