NYSE Regulation (“NYSER”) is responsible for monitoring activities on the NYSE's equities, options, and bonds markets – i.e., the New York Stock Exchange ... NYSE American · NYSE National Rules · NYSE Chicago Rules · Disciplinary Actions

All NYSE exchanges are registered securities exchanges, and are subject to the regulatory oversight of the SEC. All rules and rule amendments filed and ...

The Section 303A Corporate Governance Affirmations can be submitted electronically through Listing Manager, the NYSE's fully integrated web application. NYSE American · NYSE National Rules · NYSE Rule Filings · NYSE Arca Equities

NYSE National periodically issues interpretive guidance related to SEC and exchange rules. This guidance includes Information Memoranda, Weekly Bulletins, Rule ...

As a registered securities exchange, NYSE American Options is subject to the regulatory oversight of the SEC and all rules and amendments must be filed with ...

Rule Interpretations. Interpretations, info memos, weekly and education bulletins, and rule changes. Regulation SHO. Threshold securities listed for every ...

The NYSE established a Regulatory Group that has the responsibility to enforce compliance by its members with the Exchange Act, the rules and regulations ...

Rules 5P and 8P, and related definitions in Rule 1P, are operative for the listing and trading of securities on the. Exchange. Adopted: December 30, 2015 (NYSE- ...

NYSE Regulation monitors ETPs listed on the Exchange to ensure compliance with applicable Exchange rules and applicable SEC approval orders.

NYSE American Additional Listing Applications can be submitted electronically through Listing Manager, the NYSE's fully integrated web application.