4 дек. 2001 г. · A: Rule 35d-1 would require a fund using the term "money market" in its name to adopt a policy to invest at least 80% of its assets in the type ...

Frequently Asked Questions about Rule 35d-1 (Investment Company Names). April 5, 2018. Frequently Asked Questions about Rule 35d-1 ...

Four years later, on January 17, 2001, the SEC adopted Rule 35d-1 under the Investment Company Act. Following that, the SEC staff FAQs to assist the industry's ...

27 сент. 2023 г. · The Adopted Rules expand the scope of Rule 35d-1 to require a registered investment company to adopt an 80-Percent Policy if its name includes terms suggesting ...

3 апр. 2024 г. · The main objective of the amendments is to “modernize and enhance” Rule 35d-1, make sure that “a fund's portfolio holdings align with a fund's name,”

28 сент. 2023 г. · Under current Rule 35d-1, an unlisted closed-end fund's or BDC's 80% investment policy generally must either be a fundamental policy or subject ...

21 сент. 2023 г. · The amendments are intended to modernize and enhance the investor protections provided by Rule 35d-1 under the Investment Company Act of 1940 (Names Rule)

29 сент. 2023 г. · Section 35(d) of the 1940 Act prohibits registered investment companies from adopting names that the Commission finds are “materially deceptive ...

A materially deceptive and misleading name of a fund includes: (1) Names suggesting guarantee or approval by the United States Government.

28 дек. 2022 г. · Rule 35d-1 requires funds whose names contain certain terms to invest, under normal circumstances, at least 80% of their assets in the type of ...