20 сент. 2023 г. · SUPPLEMENTARY INFORMATION: The Commission is adopting amendments to 17 CFR 270.35d-1 (“rule 35d-1”) under the Investment Company Act; ...

A materially deceptive and misleading name of a fund includes: (1) Names suggesting guarantee or approval by the United States Government.

20 сент. 2023 г. · Rule 35d-1 addresses fund names that the Commission defines as materially misleading or deceptive. The final amendments broaden the scope of the ...

27 сент. 2023 г. · The Adopted Rules expand the scope of Rule 35d-1 to require a registered investment company to adopt an 80-Percent Policy if its name includes terms suggesting ...

21 сент. 2023 г. · The amendments are intended to modernize and enhance the investor protections provided by Rule 35d-1 under the Investment Company Act of 1940 (Names Rule)

29 сент. 2023 г. · Section 35(d) of the 1940 Act prohibits registered investment companies from adopting names that the Commission finds are “materially deceptive ...

28 сент. 2023 г. · The Final Rule includes a provision providing that a fund's name may be materially deceptive or misleading under Section 35(d) of the 1940 Act ...

Four years later, on January 17, 2001, the SEC adopted Rule 35d-1 under the Investment Company Act.

3 апр. 2024 г. · The main objective of the amendments is to “modernize and enhance” Rule 35d-1, make sure that “a fund's portfolio holdings align with a fund's name,”

3 окт. 2023 г. · The Amendments expand the scope of Rule 35d-1 (the Names Rule) under the Investment Company Act of 1940 to apply to any fund name that includes ...