20 сент. 2023 г. · The Names Rule currently requires registered investment companies whose names suggest a focus in a particular type of investment to adopt a ...

The purpose of the Names Rule is to prevent fund names from misrepresenting the fund's investments and risks. Typically, a fund's name is the first piece of ...

19 окт. 2023 г. · SEC Adopts Changes to Names Rule for Registered Funds. The amendments aim to modernize the Names Rule and promote investor protection.

September 2023. SEC amends the Names Rule to prevent deceptive and misleading fund names. Key features of the final amendments include:.

29 сент. 2023 г. · The Names Rule, as amended, allows new funds up to 180 days to comply with the 80% investment policy, starting from the day the fund commences ...

5 дек. 2023 г. · The Securities and Exchange Commission recently adopted significant changes to Rule 35d-1 under the Investment Company Act of 1940 (Names ...

Scope: Expands the scope of the Names Rule to apply to any fund name with terms suggesting that the fund focuses on investments that have, or whose issuers have ...

27 сент. 2023 г. · On September 20, 2023, the SEC amended the names rule to expand the types of names that could be considered materially deceptive or misleading ...

26 сент. 2023 г. · Currently, the Names Rule applies to fund names that suggest a focus on a particular type of investment, industry, countries or geographic ...

3 окт. 2023 г. · The Names Rule currently requires a fund to adopt an 80% Policy if its name suggests a focus in a particular type of investment, industry (or ...